Open your account with Alpah One Trading, quickly, easily, and securely using our online application with e-signature and encrypted for your protection, or by completing a printed application and returning it via fax or mail. Please read the instructions carefully and contact your Alpha One Trading representative with any questions, so that we can open your account in a timely manner.

IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT

To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. What this means to you: When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents.

FOR NON-US PERSONS:

A copy of a passport, driver's license, valid government issued ID card or similar documents. You must include at least one document with a number and your signature and proof of your address.

FOR ENTITIES SUCH AS CORPORATIONS OR PARTNERSHIPS:

Articles of incorporation, good standing certificates, operating agreements, partnership agreements, business licenses or similar documents.

OPEN YOUR ACCOUNT ONLINE WITH E-SIGNATURE

Complete your application online, with electronic signature for most documents. You can also save your application and return to it later if you desire.


OR
DOWNLOAD AND PRINT ACCOUNT APPLICATIONS

FUND YOUR ACCOUNT

Bank Wire: Bank wires are considered cleared funds and allow you to begin trading your account immediately. When wiring funds, please contact your account representative for assistance.


Checks: You may fund your accounts with a personal check, savings and loan check, and checks drawn on a money market or credit union account. These funds require clearance before you may begin trading. You may also fund your account with a cashiers check or certified check, however please discuss this with your account representative prior to funding, for further instruction. MAKE ALL CHECKS PAYABLE TO Straits Financial, LLC

Transferred Funds:You may fund your account by transferring funds to Straits Financial, LLC from an investment or brokerage account of another firm. Funds transferred from another brokerage account are considered cleared funds.

Please note: Regardless of the funding method you choose, the originator of the funds must always match the name listed as the account holder. We look forward to serving you!